SigPhi · Emile Durkheim

The Elementary Forms of the Religious Life

English · translated by J. W. Swain

Page 32 of 43

The classic interpretation appears still more unsustainable when we know what the primitive mourning consists in. It is not made up merely of pious regrets accorded to him who no longer is, but also of severe abstinences and cruel sacrifices. The rite does not merely demand that one think of the deceased in a melancholy way, but also that he beat himself, bruise himself, lacerate himself and burn himself. We have even seen that persons in mourning sometimes torture themselves to such a degree that they do not survive their wounds. What reason has the dead man for imposing such torments upon them? Such a cruelty on his part denotes something more than a desire not to be forgotten. If he is to find pleasure in seeing his own suffer, it is necessary that he hate them, that he be thirsty for their blood. This ferocity would undoubtedly appear natural to those for whom every spirit is necessarily an evil and redoubted power. But we know that there are spirits of every sort; how does it happen that the soul of the dead man is necessarily an evil spirit? As long as the man is alive, he loves his relatives and exchanges services with them. Is it not strange that as soon as it is freed from his body, his soul should instantly lay aside its former sentiments and become an evil and tormenting genius? It is a general rule that the dead man retains the personality of the living, and that he has the same character, the same hates and the same affections. So this metamorphosis is not easily understandable by itself. It is true that the natives admit it implicitly when they explain the rite by the exigencies of the dead man, but the question now before us is to know whence this conception came. Far from being capable of being regarded as a truism, it is as obscure as the rite itself, and consequently cannot account for it.

Finally, even if we had found the reasons for this surprising transformation, we would still have to explain why it is only temporary. For it does not last beyond the period of mourning; after the rites have once been accomplished, the dead man becomes what he was when alive, an affectionate and devoted relation. He puts the new powers which he receives from his new condition at the service of his friends.[1266] Thenceforth, he is regarded as a good genius, always ready to aid those whom he was recently tormenting. Whence come these successive transfers? If the evil sentiments attributed to the soul come solely from the fact that it is no longer in life, they should remain invariable, and if the mourning is due to this, it should be interminable.

These mythical explanations express the idea which the native has of the rite, and not the rite itself. So we may set them aside and face the reality which they translate, though disfiguring it in doing so. If mourning differs from the other forms of the positive cult, there is one feature in which it resembles them: it, too, is made up out of collective ceremonies which produce a state of effervescence among those who take part in them. The sentiments aroused are different; but the arousal is the same. So it is presumable that the explanation of the joyous rites is capable of being applied to the sad rites, on condition that the terms be transposed.

When some one dies, the family group to which he belongs feels itself lessened and, to react against this loss, it assembles. A common misfortune has the same effects as the approach of a happy event: collective sentiments are renewed which then lead men to seek one another and to assemble together. We have even seen this need for concentration affirm itself with a particular energy: they embrace one another, put their arms round one another, and press as close as possible to one another. But the affective state in which the group then happens to be only reflects the circumstances through which it is passing. Not only do the relatives, who are effected the most directly, bring their own personal sorrow to the assembly, but the society exercises a moral pressure over its members, to put their sentiments in harmony with the situation. To allow them to remain indifferent to the blow which has fallen upon it and diminished it, would be equivalent to proclaiming that it does not hold the place in their hearts which is due it; it would be denying itself. A family which allows one of its members to die without being wept for shows by that very fact that it lacks moral unity and cohesion: it abdicates; it renounces its existence. An individual in his turn, if he is strongly attached to the society of which he is a member, feels that he is morally held to participating in its sorrows and joys; not to be interested in them would be equivalent to breaking the bonds uniting him to the group; it would be renouncing all desire for it and contradicting himself. When the Christian, during the ceremonies commemorating the Passion, and the Jew, on the anniversary of the fall of Jerusalem, fast and mortify themselves, it is not in giving way to a sadness which they feel spontaneously. Under these circumstances, the internal state of the believer is out of all proportion to the severe abstinences to which they submit themselves. If he is sad, it is primarily because he consents to being sad, and he consents to it in order to affirm his faith. The attitude of the Australian during mourning is to be explained in the same way. If he weeps and groans, it is not merely to express an individual chagrin; it is to fulfil a duty of which the surrounding society does not fail to remind him.

We have seen elsewhere how human sentiments are intensified when affirmed collectively. Sorrow, like joy, becomes exalted and amplified when leaping from mind to mind, and therefore expresses itself outwardly in the form of exuberant and violent movements. But these are no longer expressive of the joyful agitation which we observed before; they are shrieks and cries of pain. Each is carried along by the others; a veritable panic of sorrow results. When pain reaches this degree of intensity, it is mixed with a sort of anger and exasperation. One feels the need of breaking something, of destroying something. He takes this out either upon himself or others. He beats himself, burns himself, wounds himself or else he falls upon others to beat, burn and wound them. Thus it became the custom to give one's self up to the veritable orgies of tortures during mourning. It seems very probable that blood-revenge and head-hunting have their origin in this. If every death is attributed to some magic charm, and for this reason it is believed that the dead man ought to be avenged, it is because men must find a victim at any price, upon whom the collective pain and anger may be discharged. Naturally this victim is sought outside the group; a stranger is a subject _minoris resistentiæ_; as he is not protected by the sentiments of sympathy inspired by a relative or neighbour, there is nothing in him which subdues and neutralizes the evil and destructive sentiments aroused by the death. It is undoubtedly for this same reason that women serve more frequently than men as the passive objects of the cruellest rites of mourning; since they have a smaller social value, they are more obviously designated as scapegoats.

We see that this explanation of mourning completely leaves aside all ideas of souls or spirits. The only forces which are really active are of a wholly impersonal nature: they are the emotions aroused in the group by the death of one of its members. But the primitive does not know the psychical mechanism from which these practices result. So when he tries to account for them, he is obliged to forge a wholly different explanation. All he knows is that he must painfully mortify himself. As every obligation suggests the notion of a will which obliges, he looks about him to see whence this constraint which he feels may come. Now, there is one moral power, of whose reality he is assured and which seems designated for this rôle: this is the soul which the death has liberated. For what could have a greater interest than it in the effects which its own death has on the living? So they imagine that if these latter inflict an unnatural treatment upon themselves, it is to conform to its exigencies. It was thus that the idea of the soul must have intervened at a later date into the mythology of mourning. But also, since it is thus endowed with inhuman exigencies, it must be supposed that in leaving the body which it animated, the soul lays aside every human sentiment. Hence the metamorphosis which makes a dreaded enemy out of the relative of yesterday. This transformation is not the origin of mourning; it is rather its consequence. It translates a change which has come over the affective state of the group: men do not weep for the dead because they fear them; they fear them because they weep for them.

But this change of the affective state can only be a temporary one, for while the ceremonies of mourning result from it, they also put an end to it. Little by little, they neutralize the very causes which have given rise to them. The foundation of mourning is the impression of a loss which the group feels when it loses one of its members. But this very impression results in bringing individuals together, in putting them into closer relations with one another, in associating them all in the same mental state, and therefore in disengaging a sensation of comfort which compensates the original loss.--Since they weep together, they hold to one another and the group is not weakened, in spite of the blow which has fallen upon it. Of course they have only sad emotions in common, but communicating in sorrow is still communicating, and every communion of mind, in whatever form it may be made, raises the social vitality. The exceptional violence of the manifestations by which the common pain is necessarily and obligatorily expressed even testifies to the fact that at this moment, the society is more alive and active than ever. In fact, whenever the social sentiment is painfully wounded, it reacts with greater force than ordinarily: one never holds so closely to his family as when it has just suffered. This surplus energy effaces the more completely the effects of the interruption which was felt at first, and thus dissipates the feeling of coldness which death always brings with it. The group feels its strength gradually returning to it; it begins to hope and to live again. Presently one stops mourning, and he does so owing to the mourning itself. But as the idea formed of the soul reflects the moral state of the society, this idea should change as this state changes. When one is in the period of dejection and agony, he represents the soul with the traits of an evil being, whose sole occupation is to persecute men. But when he feels himself confident and secure once more, he must admit that it has retaken its former nature and its former sentiments of tenderness and solidarity. Thus we explain the very different ways in which it is conceived at different moments of its existence.[1267] Not only do the rites of mourning determine certain of the secondary characteristics attributed to the soul, but perhaps they are not foreign to the idea that it survives the body. If he is to understand the practices to which he submits on the death of a parent, a man is obliged to believe that these are not an indifferent matter for the deceased. The shedding of blood which is practised so freely during mourning is a veritable sacrifice offered to the dead man.[1268] So something of the dead man must survive, and as this is not the body, which is manifestly immobile and decomposed, it can only be the soul. Of course it is impossible to say with any exactness what part these considerations have had in the origin of the idea of immortality. But it is probable that here the influence of the cult is the same as it is elsewhere. Rites are more easily explicable when one imagines that they are addressed to personal beings; so men have been induced to extend the influence of the mythical personalities in the religious life. In order to account for mourning, they have prolonged the existence of the soul beyond the tomb. This is one more example of the way in which rites react upon beliefs.

III III But death is not the only event which may disturb a community. Men have many other occasions for being sorry and lamenting, so we might foresee that even the Australians would know and practise other piacular rites besides mourning. However, it is a remarkable fact that only a small number of examples are to be found in the accounts of the observers.

One rite of this sort greatly resembles those which have just been studied. It will be remembered that among the Arunta, each local group attributes exceptionally important virtues to its collection of churinga: this is this collective palladium, upon whose fate the fate of the community itself is believed to depend. So when enemies or white men succeed in stealing one of these religious treasures, this loss is considered a public calamity. This misfortune is the occasion of a rite having all the characteristics of mourning: men smear their bodies with white pipe-clay and remain in camp, weeping and lamenting, during a period of two weeks.[1269] This is a new proof that mourning is determined, not by the way in which the soul of the dead is conceived, but by impersonal causes, by the moral state of the group. In fact, we have here a rite which, in its structure, is indistinguishable from the real mourning, but which is, nevertheless, independent of every notion of spirits or evil-working demons.[1270] Another circumstance which gives occasion for ceremonies of the same nature is the distress in which the society finds itself after an insufficient harvest. "The natives who live in the vicinity of Lake Eyre," says Eylmann, "also seek to prevent an insufficiency of food by means of secret ceremonies. But many of the ritual practices observed in this region are to be distinguished from those which have been mentioned already: it is not by symbolic dances, by imitative movements nor dazzling decorations that they try to act upon the religious powers or the forces of nature, but by means of the suffering which individuals inflict upon themselves. In the northern territories, it is by means of tortures, such as prolonged fasts, vigils, dances persisted up to the exhaustion of the dancers, and physical pains of every sort, that they attempt to appease the powers which are ill-disposed towards men."[1271] The torments to which the natives submit themselves for this purpose sometimes leave them in such a state of exhaustion that they are unable to follow the hunt for some days to come.[1272] These practices are employed especially for fighting against drought. This is because a scarcity of water results in a general want. To remedy this evil, they have recourse to violent methods. One which is frequently used is the extraction of a tooth. Among the Kaitish, for example, they pull out an incisor from one man, and hang it on a tree.[1273] Among the Dieri, the idea of rain is closely associated with that of bloody incisions made in the skin of the chest and arms.[1274] Among this same people, whenever the drought is very great, the great council assembles and summons the whole tribe. It is really a tribal event. Women are sent in every direction to notify men to assemble at a given place and time. After they have assembled, they groan and cry in a piercing voice about the miserable state of the land, and they beg the _Mura-mura_ (the mythical ancestors) to give them the power of making an abundant rain fall.[1275] In the cases, which, by the way, are very rare, when there has been an excessive rainfall, an analogous ceremony takes place to stop it. Old men then enter into a veritable frenzy,[1276] while the cries uttered by the crowd are really painful to hear.[1277] Spencer and Gillen describe, under the name of Intichiuma, a ceremony which may well have the same object and the same origin as the preceding ones: a physical torture is applied to make an animal species multiply. Among the Urabunna, there is one clan whose totem is a variety of snake called _wadnungadni_. This is how the chief of the clan proceeds, to make sure that these snakes may never be lacking. After having been decorated, he kneels down on the ground, holding his arms straight out. An assistant pinches the skin of his right arm between his fingers, and the officiant forces a pointed bone five inches long through the fold thus formed. This self-mutilation is believed to produce the desired result.[1278] An analogous rite is used among the Dieri to make the wild-hens lay: the operators pierce their scrotums.[1279] In certain of the Lake Eyre tribes, men pierce their ears to make yams reproduce.[1280] But these partial or total famines are not the only plagues which may fall upon a tribe. Other events happen more or less periodically which menace, or seem to menace, the existence of the group. This is the case, for example, with the southern lights. The Kurnai believe that this is a fire lighted in the heavens by the great god Mungan-ngaua; therefore, whenever they see it, they are afraid that it may spread to the earth and devour them, so a great effervescence results in the camp. They shake a withered hand, to which the Kurnai attribute various virtues, and utter such cries as "Send it away; do not let us be burned." At the same time, the old men order an exchange of wives, which always indicates a great excitement.[1281] The same sexual licence is mentioned among the Wiimbaio whenever a plague appears imminent, and especially in times of an epidemic.[1282] Under the influence of these ideas, mutilations and the shedding of blood are sometimes considered an efficient means of curing maladies. If an accident happens to a child among the Dieri, his relations beat themselves on the head with clubs or boomerangs until the blood flows down over their faces. They believe that by this process, they relieve the child of the suffering.[1283] Elsewhere, they imagine that they can obtain the same end by means of a supplementary totemic ceremony.[1284] We may connect with these the example already given of a ceremony celebrated specially to efface the effects of a ritual fault.[1285] Of course there are neither wounds nor blows nor physical suffering of any sort in these two latter cases, yet the rite does not differ in nature from the others: the end sought is always the turning aside of an evil or the expiation of a fault by means of an extraordinary ritual prestation.

Outside of mourning, such are the only cases of piacular rites which we have succeeded in finding in Australia. To be sure, it is probable that some have escaped us, while we may presume equally well that others have remained unperceived by the observers. But if those discovered up to the present are few in number, it is probably because they do not hold a large place in the cult. We see how far primitive religions are from being the daughters of agony and fear from the fact that the rites translating these painful emotions are relatively rare. Of course this is because the Australian, while leading a miserable existence as compared with other more civilized peoples, demands so little of life that he is easily contented. All that he asks is that nature follow its normal course, that the seasons succeed one another regularly, that the rain fall, at the ordinary time, in abundance and without excess. Now great disturbances in the cosmic order are always exceptional; thus it is noticeable that the majority of the regular piacular rites, examples of which we have given above, have been observed in the tribes of the centre, where droughts are frequent and constitute veritable disasters.

It is still surprising, it is true, that piacular rites specially destined to expiate sins, seem to be completely lacking. However, the Australian, like every other man, must commit ritual faults, which he has an interest in redeeming; so we may ask if the silence of the texts on this point may not be due to insufficient observation.

But howsoever few the facts which we have been able to gather may be, they are, nevertheless, instructive.

When we study piacular rites in the more advanced religions, where the religious forces are individualized, they appear to be closely bound up with anthropomorphic conceptions. When the believer imposes privations upon himself and submits himself to austerities, it is in order to disarm the malevolence attributed by him to certain of the sacred beings upon whom he thinks that he is dependent. To appease their hatred or anger, he complies with their exigencies; he beats himself in order that he may not be beaten by them. So it seems as though these practices could not arise until after gods and spirits were conceived as moral persons, capable of passions analogous to those of men. For this reason, Robertson Smith thought it possible to assign a relatively late date to expiatory sacrifices, just as to sacrificial oblations. According to him, the shedding of blood which characterizes these rites was at first a simple process of communion: men poured forth their blood upon the altar in order to strengthen the bonds uniting them to their god. The rite acquired a piacular and penal character only when its original significance was forgotten and when the new idea which was formed of sacred beings allowed men to attribute another function to it.[1286] But as piacular rites are met with even in the Australian societies, it is impossible to assign them so late an origin. Moreover, all that we have observed, with one single exception,[1287] are independent of all anthropomorphic conceptions: there is no question of either spirits or gods. Abstinences and effusions of blood stop famines and cure sicknesses directly and by themselves. No spiritual being introduces his action between the rite and the effect it is believed to produce. So mythical personalities intervened only at a late date. After the mechanism of the ritual had once been established, they served to make it more easily representable in the mind, but they are not conditions of its existence. It is for other reasons that it was founded; it is to another cause that it owes its efficacy.

It acts through the collective forces which it puts into play. Does a misfortune which menaces the group appear imminent? Then the group unites, as in the case of mourning, and it is naturally an impression of uneasiness and perplexity which dominates the assembled body. Now, as always, the pooling of these sentiments results in intensifying them. By affirming themselves, they exalt and impassion themselves and attain a degree of violence which is translated by the corresponding violence of the gestures which express them. Just as at the death of a relative, they utter terrible cries, fly into a passion and feel that they must tear and destroy; it is to satisfy this need that they beat themselves, wound themselves, and make their blood flow. When emotions have this vivacity, they may well be painful, but they are not depressing; on the contrary, they denote a state of effervescence which implies a mobilization of all our active forces, and even a supply of external energies. It matters little that this exaltation was provoked by a sad event, for it is real, notwithstanding, and does not differ specifically from what is observed in the happy feasts. Sometimes it is even made manifest by movements of the same nature: there is the same frenzy which seizes the worshippers and the same tendency towards sexual debauches, a sure sign of great nervous over-excitement. Robertson Smith had already noticed this curious influence of sad rites in the Semitic cults: "in evil times," he says, "when men's thoughts were habitually sombre, they betook themselves to the physical excitement of religion as men now take refuge in wine...And so in general when an act of Semitic worship began with sorrow and lamentation--as in the mourning for Adonis, or the great atoning ceremonies which became common in later times--a swift revulsion of feeling followed, and the gloomy part of the service was presently succeeded by a burst of hilarious revelry."[1288] In a word, even when religious ceremonies have a disquieting or saddening event as their point of departure, they retain their stimulating power over the affective state of the group and individuals. By the mere fact that they are collective, they raise the vital tone. When one feels life within him--whether it be in the form of painful irritation or happy enthusiasm--he does not believe in death; so he becomes reassured and takes courage again, and subjectively, everything goes on as if the rite had really driven off the danger which was dreaded. This is how curing or preventive virtues come to be attributed to the movements which one makes, to the cries uttered, to the blood shed and to the wounds inflicted upon one's self or others; and as these different tortures necessarily make one suffer, suffering by itself is finally regarded as a means of conjuring evil or curing sickness.[1289] Later, when the majority of the religious forces had taken the form of moral personalities, the efficacy of these practices was explained by imagining that their object was to appease an evil-working or irritated god. But these conceptions only reflect the rite and the sentiments it arouses; they are an interpretation of it, not its determining cause.

A negligence of the ritual acts in the same way. It, too, is a menace for the group; it touches it in its moral existence for it touches it in its beliefs. But if the anger which it causes is affirmed ostensibly and energetically, it compensates the evil which it has caused. For if it is acutely felt by all, it is because the infraction committed is an exception and the common faith remains entire. So the moral unity of the group is not endangered. Now the penalty inflicted as an expiation is only a manifestation of the public anger, the material proof of its unanimity. So it really does have the healing effect attributed to it. At bottom, the sentiment which is at the root of the real expiatory rites does not differ in nature from that which we have found at the basis of the other piacular rites: it is a sort of irritated sorrow which tends to manifest itself by acts of destruction. Sometimes it is assuaged to the detriment of him who feels it; sometimes it is at the expense of some foreign third party. But in either case, the psychic mechanism is essentially the same.[1290] IV One of the greatest services which Robertson Smith has rendered to the science of religions is to have pointed out the ambiguity of the notion of sacredness.

Religious forces are of two sorts. Some are beneficent, guardians of the physical and moral order, dispensers of life and health and all the qualities which men esteem: this is the case with the totemic principle, spread out in the whole species, the mythical ancestor, the animal-protector, the civilizing heroes and the tutelar gods of every kind and degree. It matters little whether they are conceived as distinct personalities or as diffused energies; under either form they fulfil the same function and affect the minds of the believers in the same way: the respect which they inspire is mixed with love and gratitude. The things and the persons which are normally connected with them participate in the same sentiments and the same character: these are holy things and persons. Such are the spots consecrated to the cult, the objects which serve in the regular rites, the priests, the ascetics, etc.--On the other hand, there are evil and impure powers, productive of disorders, causes of death and sickness, instigators of sacrilege. The only sentiments which men have for them are a fear into which horror generally enters. Such are the forces upon which and by which the sorcerer acts, those which arise from corpses or the menstrual blood, those freed by every profanation of sacred things, etc. The spirits of the dead and malign genii of every sort are their personified forms.

Between these two categories of forces and beings, the contrast is as complete as possible and even goes into the most radical antagonism. The good and salutary powers repel to a distance these others which deny and contradict them. Therefore the former are forbidden to the latter: any contact between them is considered the worst of profanations. This is the typical form of those interdicts between sacred things of different species, the existence of which we have already pointed out.[1291] Women during menstruation, and especially at its beginning, are impure; so at this moment they are rigorously sequestered; men may have no relations with them.[1292] Bull-roarers and churinga never come near a dead man.[1293] A sacrilegious person is excluded from the society of the faithful; access to the cult is forbidden him. Thus the whole religious life gravitates about two contrary poles between which there is the same opposition as between the pure and the impure, the saint and the sacrilegious, the divine and the diabolic.

But while these two aspects of the religious life oppose one another, there is a close kinship between them. In the first place, both have the same relation towards profane beings: these must abstain from all contact with impure things just as from the most holy things. The former are no less forbidden than the latter: they are withdrawn from circulation alike. This shows that they too are sacred. Of course the sentiments inspired by the two are not identical: respect is one thing, disgust and horror another. Yet, if the gestures are to be the same in both cases, the sentiments expressed must not differ in nature. And, in fact, there is a horror in religious respect, especially when it is very intense, while the fear inspired by malign powers is generally not without a certain reverential character. The shades by which these two attitudes are differentiated are even so slight sometimes that it is not always easy to say which state of mind the believers actually happen to be in. Among certain Semitic peoples, pork was forbidden, but it was not always known exactly whether this was because it was a pure or an impure thing[1294] and the same may be said of a very large number of alimentary interdictions.