SigPhi · Georg Wilhelm Friedrich Hegel

The Phenomenology of Mind (Baillie)

English · translated by J. B. Baillie

Page 29 of 49

But if the universal thus lightly knocks off the highest point of its pyramid, and doubtless triumphs victoriously over the family, the rebellious principle * v. Antigone.

472 Phenomenology of Mind of individuation, it has thereby merely put itself into conflict with divine law, the self-conscious with the unconscious spirit. For the latter, this unconscious spirit, is the other essential power, and therefore the power undestroyed, but only insulted by the former.

It finds, however, only a bloodless shade to lend it help towards actually carrying itself out in the face of that masterful and openly enunciated law. Being the law of weakness and of darkness, it therefore gives way, to begin with, before law which has force and publicity; for the strength of the former is effective in the nether realm, not on earth and in the light of day. But the actual and concrete, which has taken away from what is inward its honour and its power, has thereby consumed its own real nature. The spirit which is manifest to the light of day has the roots of its power in the lower world: the certainty felt by a nation, a certainty of which it is sure and which makes itself assured, finds the truth of its oath binding all its members into one, solely in the mute unconscious substance of all, in the waters of forgetfulness. In consequence, the fulfilment of the public spirit turns round into its opposite, and learns that its supreme right is supreme wrong, its victory rather its own defeat. The slain, whose right is injured, knows, therefore, how to find means of vengeance which are of the same reality and strength as the power at whose hands it has suffered. These powers are other communities,* whose altars the dogs or birds defiled with the corpse of the dead, which is not raised into unconscious universality by being restored, as is its due, to the ultimate individuum, the elemental * Refers to the attack of Argos against Thebes: v. Antigone.

Guilt and Destiny 473 earth, but instead has remained above ground in the sphere of reality, and has now received, as the force of divine law, a self-conscious actual universality. They rise up in hostility, and destroy the community which has dishonoured and destroyed its own power, the sacred claims, the " piety " of the family.

Eepresented in this way, the movement of human and divine law finds the expression of its necessity in individuals, in whom the universal appears as a " pathic " element, and the activity of the movement as action of individuals, which gives the appearance of contingency to the necessity of the process. But individuality and its action constitute the principle of individuation in general, a principle which in its pure universality was called inner divine law. As a moment of the visible community it does not merely exhibit that unconscious activity of the nether world, its operation is not simply external in its existence; it has an equally manifest visible existence and process, actual in the actual nation. Taken in this form, what was represented as a simple process of the " pathic " element as embodied in individuals, assumes another look, and crime and the resulting ruin of the community assume the proper form of their existence.

Human law, then, in its universal mode of existence is the community, in its efficient operation in general is the manhood of the community, in its actual efficient operation is government. It has its being, its process, and its subsistence by consuming and absorbing into itself the separatist action of the household gods (Penates), the individualisation into insular independent families which are under the management of womanland, and by keeping them dissolved in the fluent 474 Phenomenology of Mind continuum of its own nature. The family at the same time, however, is in general its element, the individual consciousness its universal operative basis. Since the community gets itself subsistence only by breaking in upon family happiness, and dissolving [individual] self-consciousness into the universal, it creates its enemy tor itself within its own gates, creates it in what it suppresses, and what is at the same time essential to it — womankind in general. Womankind — the everlasting irony in the life of the community — changes by intrigue the universal purpose of government into a private end, transforms its universal activity into a work of this or that specific individual, and perverts the universal property of the state into a possession and ornament for the family. Woman in this way turns to ridicule the grave wisdom of maturity, which, being dead to all particular aims, to private pleasure, personal satisfaction, and actual activity as well, thinks of, and is concerned for, merely what is universal; she makes this wisdom the laughing-stock of raw and wanton youth, an object of derision and scorn, unworthy of their enthusiasm. She asserts that it is everywhere the force of youth that really counts; she upholds this as of primary significance; extols a son as one who is the lord and master of the mother who has borne him; a brother as one in whom the sister finds man on a level with herself; a youth as one through whom the daughter, deprived of her dependence (on the family unity), acquires the satisfaction and the dignity of wifehood.

The community, however, can preserve itself only by suppressing this spirit of individualism; and because the latter is an essential element, the community like- Guilt and Destiny 475 wise creates it as well, and creates it, too, by taking up the attitude of seeking to suppress it as a hostile principle. Nevertheless, since, by cutting itself off from the universal purpose, this hostile element is merely evil, and in itself of no account, it would be quite ineffective if the community did not recognise the force of youth, (manhood, which, while immature, still remains in the condition of particularity), as the force of the whole. For the community, the whole, is a nation, it is itself individuality, and really only is something for itself by other individualities being for it, by its excluding these from itself and knowing itself independent of them. The negative side of the community, suppressing the isolation of individuals within its own bounds, but originating activity directed beyond those bounds, finds the weapons of its warfare in individuals. War is the spirit and form in which the essential moment of ethical substance, the absolute freedom of ethical self-consciousness from all and every kind of existence, is manifestly confirmed and realised. While, on the one hand, war makes the particular spheres of property and personal independence, as well as the personality of the individual himself, feel the force of negation and destruction, on the other hand this engine of negation and destruction stands out as that which preserves the whole in security. The individual who provides pleasure to woman, the brave youth, the suppressed principle of ruin and destruction, comes now into prominence, and is the factor of primary significance and worth. It is now physical strength and what seems like the chance of fortune, that decide as to the existence of ethical life and spiritual necessity.

Because the existence of the ethical life thus rests on 476 Phenomenology of Mind physical strength and the chances of fortune, it is eo ipso settled that its overthrow has come. While only household gods, in the former case, gave way before and were absorbed in the national spirit, here the living individual embodiments of the national spirit fall by their own individuality and disappear in one universal community, whose bare universality is soulless and dead, and whose living activity is found in the particular individual qua particular. The ethical form and embodiment of the life of spirit has passed away, and another mode appears in its place.

This disappearance of the ethical substance and its transition into another mode are thus determined by the ethical consciousness being directed upon the law essentially in an immediate way. It lies in this character of immediacy that nature at all enters into the acts which constitute the ethical h'fe. Its realisation simply reveals the contradiction and the germ of destruction, which He hid within that very peace and beauty belonging to the gracious harmony and unbroken equilibrium of the ethical spirit. For the essence and meaning of this immediacy contains a contradiction: it is at once the unconscious peace of nature and the self-conscious unresting peace of spirit. On account of this " naturalness," the ethical life of a nation is, in general, a kind of individuality determined by, and therefore limited by, nature, and thus finds its dissolution in, and gives place to, another type of individuality. This characteristic being given a positive existence, is a limitation, but at the same time is the negative element in general and the self of individuality. Since, however, this determinateness passes away, the life of spirit and this substance, conscious of itself Guilt and Destiny 477 in all its component individuals, are lost. The determinate character comes forth and stands apart as a formal universality in the case of all the component individuals, and no longer dwells within them as a living spirit; instead, the uniform solidarity of its individuality has burst into a plurality of separate points.

THE CONDITION OF RIGHT OR LEGAL STATUS [A further step in the realisation of the principle of coherent sociality is reached when the individual is invested with the universality of the social order by definite enactments of the controlling agency of the social whole. His contingency as an individual is removed by his being expressly treated as a focal unity of the whole order, whose very existence is staked on maintaining him as a unit with a universal significance, and which stands or falls by maintaining him in this condition. The universal order is in this case no longer merely implicit, merely a matter of routine and custom; it is openly and objectively expressed in and through each individual component of society. The form this takes is the differentiation of the social substance into a totality of " persons," each and all invested with express universal, or legally acknowledged, significance. This is the sphere of legal personality, or of individuality constituted by a system of Rights. It is a supreme achievement of social existence, and the highest attainment of coherent social experience. Hence the present section.

This is a condition or stage in every developed community. But the specific historical material for this section is derived from the law-constituted social order of the Roman Empire, especially the Empire under the Antonines. Here, whether by coincidence or otherwise, the culmination of imperial rule and the " golden age " of law synchronised. The triumph of Roman imperial government and the perfecting of the system of Roman jurisprudence were accomplished during the same period of time, about A.D. 131-235. There is every reason to suppose that the two necessarily arose and fell together, and that the decline and disappearance of the Roman law-constituted state should thus prepare the way for a further achievement of the social spirit of humanity. Hence the historical justification for the transition to the next stage of social life, that of selfdiscordant spiritual existence.

With this section should be read Hegel's Philosophy of History, Part III, especially the introduction to this part, and Sect. Ill, c. 1., "Rome under the Emperors."]

THE CONDITION OF RIGHT OR LEGAL STATUS The general comprehensive unity, into which the living immediate unity of individuality and the ethical substance falls back, is the soulless (geistlos) community, which has ceased to be the un-self conscious * substance of individuals, and in which they now, each in his separate individual existence, count as selves and substances with a being of their own. The universal being thus split up into the atomic units of a sheer plurality of individuals, this inoperative, lifeless spirit is a "principle of equality in which all count for as much as each, i.e. have the significance of Persons. What in the realm of the ethical life was called the hidden divine law has in fact come out of concealment to the light of actuality. In the former the individual was, and was counted, actual merely as a blood relation, merely as sharing in the general life of the family. Qua particular individual, he was the selfless departed spirit; now, however, he has come out of his unreality. Because the ethical substance is only objective, "true," spirit, only implies spirit, the individual on that account turns back to the immediate certainty of his own self; he is that substance qua positive universal, but his actuality consists in being a negative universal self.

We saw the powers and forms of the ethical world sink in the bare necessity of mere Destiny. This 480 Phenomenology of Mind power of the ethical world is the substance turning itself back into its ultimate and simple nature. But that absolute being turning back into itself, that very necessity of characterless Destiny, is nothing else than the Ego of self-consciousness.

This is taken henceforth as what is absolutely real, as the ultimate self-contained reality. To be so acknowledged is its substantiality; but this is abstract universality, because its content is this rigid self, not the self dissolved in the substance.

Personality, then, has here risen out of the life and activity of the ethical substance. It is the condition in which the independence of consciousness has actual concrete validity. The unrealised abstract thought of such independence, which arises through renouncing actuality, was at an earlier stage before our notice in the form of " Stoical self-consciousness." Just as the latter was the outcome of "Lordship and Bondage/3* the mode in which self-consciousness exists immediately, — so personality is the outgrowth of the immediate life of spirit which is the universal controlling will of all, as well as their dutiful obedience and submissive service. What in Stoicism was implicit merely in an abstract way, is now an explicit concrete world. Stoicism is nothing else than the mood of consciousness which reduces to its abstract form the principle of legal status, the principle of the sphere of right, — an independence devoid of the qualities of spirit (geistlos). By its flight from actuality it attained merely the idea of independence: it is absolutely subjective, exists solely for itself, in that it does not link its being to anything that exists, but rather wants to Legal Status 481 Legal Status 481 give up every kind of existence, and places its essential meaning in the unity of mere thinking. In the same manner, the " right " of a " person " is not linked on to a richer or more powerful existence of the individual qua individual, nor again connected with a universal living spirit, but, rather, is attached to the mere unit of its abstract reality, or to that unit qua self-consciousness in general.

Now just as the abstract independence of Stoicism set forth the stages of its actualisation, so, too, this last form of independence [Personality] will recapitulate the process of the former mode. The former [Stoicism] passes over into the state of sceptical confusion, into a fickle instability of negation, which without adopting any permanent form strays from one contingent mode of being and thinking to another, dissipates them indeed in absolute independence, but just as readily creates their independence once more. In fact, it is simply the contradiction of consciousness claiming to be at once independent and yet devoid of independence. In like manner, the personal independence characteristic of the sphere of right is really a similar universal confusion and reciprocal dissolution of this kind. For what passes for the absolute essential reality is self-consciousness in the sense of the bare empty unit of the person. As against this empty universality, the substance has the form of what supplies the filling and the content; and this content is now left completely detached and disconnected; for the spirit, which kept it in subjection and held it in its unity, is no longer present. The empty unit of the person is, therefore, as regards its reality, an accidental existence, a contingent insubstantial process and activity that comes to no durable VOL, II. — F IUL UB.

482 Phenomenology of Mind subsistence. Just as was the case in Scepticism, the formalism of "right" is, thus, by its very conception, without special content; it finds at its hand the fact of " possession," a fact subsisting in multiplicity, and imprints thereon the abstract universality, by which it is called " property," — the same sort of abstraction as Scepticism made use of. But while the reality so determined is in Scepticism called a mere appearance, a mere semblance, and has merely a negative value, in the case of right it has a positive significance. The negative value in the former case consists in the real having the meaning of self qua thought, qua inherent universal; the positive significance in the latter case, however, consists in its being mine in the sense of the category, as something whose validity is admitted, recognised, and actual. Both are the same abstract universal. The actual content, the proper value of what is " mine " — whether it be an external possession, or again inner riches or poverty of mind and character — is not contained in this empty form and does not concern it.

The content belongs, therefore, to a peculiar specific power, which is something different from the formal universal, is chance and caprice. Consciousness of right, therefore, in the course of the very process of making its claim good, finds that it loses its own reality, discovers its complete lack of inherent substantiality, and that to describe an individual as a " person " is to use an expression of contempt.

The free and unchecked power possessed by the content takes determinate shape in this way. The absolute plurality of dispersed atomic personalities is, by the nature of this characteristic feature gathered at the same time into a single centre, alien t<?

Legal Status 483 them and just as devoid of the life of spirit (geistlos). That central point is, in one respect, like the atomic rigidity of their personality, a merely particular reality; but in contrast to their empty particularity, it has the significance of the entire content, and hence is taken to be the essential element; while again, in contrast to their pretended absolute, but inherently insubstantial, reality, it is the universal power, and absolute actuality. This " lord and master of the world " takes himself in this way to be the absolute person, comprising at the same time all existence within himself, for whom there exists no higher type of spirit. He is a person: but the sole and single person who has challenged, confronted, and conquered all. These all constitute and establish the triumphant universality of the one person; for this particular, as such, is truly what it is only qua universal plurality of particular units: cut off from this plurality, the solitary and single self is, in fact, a powerless and unreal self.

At the same time, it is the consciousness of the content which is antithetically opposed to that universal personality. This content, however, when liberated from its negative power, means chaos of spiritual powers, which, when let loose as elemental independent agencies, break out into wild extravagances and excesses, and fall on one another in mad destruction. Their helpless self-consciousness is the powerless inoperative enclosure and the arena of their chaotic tumult. But this master and lord of the world, aware of his being the sum and substance of all actual powers, is the titanic self-consciousness, which takes itself to be the living God. Since, however, he exists merely qua formal self, which is unable to tame and subdue those powers, his 484 Phenomenology of Mind procedure and his self-enjoyment are equally gigantic extravagance.* The lord of the world becomes really conscious of what he is, — viz. the universal might of actuality, — by that power of destruction which he exercises against the contrasted selfhood of his subjects. For his power is not the spiritual union and concord in which the various persons might get to know their own selfconsciousness. Rather they exist as persons separately for themselves, and all continuity with others is excluded from the absolute punctual atomicity of their nature. They are, therefore, in a merely negative relation, a relation of exclusion both to one another and to him, who is their principle of connection or continuity. Qua this continuity, he is the essential being and content of their formal nature, — a content, however, foreign to them, and a being hostile in character, which abolishes just what they take to be their very essence, viz. bare subjectivity without any content, mere empty independent existence each on its own account. And, again, qua the continuity of their personality, he destroys this very personality itself. Juridical personality thus finds itself, rather, without any substance of its own, since content alien to it is imposed on it and holds good within it, — and does so there, because such content is the reality of that type of personality. On the other hand the passion for destroying and turning over everything on this unreal field gains for itself the consciousness of its complete supremacy. But this self is barren desolation, and * Cp. with the above Hobbes' Leviathan. The historical reference here is to the "apotheosis" of the Roman Emperors.

Legal Status 485 hence is merely beside itself, and is indeed the very abandonment and rejection of its own self-consciousness. Such, then, is the constitution of that aspect in which self-consciousness qua absolute being is actual. The consciousness, however, that is driven back into itself out of this actuality, thinks this its insubstantiality, makes it an object of thought. Formerly we saw the stoical independence of pure thought pass through Scepticism and find its true issue in the "unhappy consciousness/' — the truth about what constitutes its inherent and explicit nature, its final reality. If this knowledge appeared at that stage merely as the one-sided view of a consciousness qua consciousness, here the actual truth of that view has made its appearance. The truth consists in the fact that this universal accepted objectivity of self -consciousness is reality estranged from it. This objectivity is the universal actuality of the self; but this actuality is directly the perversion of the self as well — it is the loss of its essential being. The reality of the self that was not found in the ethical world, has been gained by its reverting into the " person." What in the case of the former was all harmony and union, comes now on the scene, no doubt in developed form, but selfestranged.

B SPIRIT IN SELF-ESTRANGEMENT — THE DISCIPLINE OF CULTURE [The life of spirit as found in the social self-consciousness has two fundamental factors, the universal spirit or social whole as such, and the individual member as such. The interrelation of these constitutes the spiritual existence of society. Each by itself is abstract, but the realisation of complete spiritual life through and in each is absolutely essential for spiritual fulfilment. In the preceding analysis of spirit, one form of this process has been considered, the realisation of the objective social order in and through individuals. In the succeeding section, with its various subsections, the other process of securing the same general result is analysed: we have the movement by which, starting from the individual spirit, the realisation of complete spiritual existence is established. The former starts from the compact solidarity of the social substance, and results in the establishment of separate and individually complete legal personalities. The latter process starts from the rigidly exclusive unity of the individual self and issues in the establishment of a social order of absolutely universal and therefore absolutely free wills. Both processes are per se abstract, necessary though they are: hence, as we shall find, a further stage in the evolution of spirit has still to appear.

The process of spirit in this second stage assumes from the start a conscious contrast between the individual spirit and a universal spiritual whole, a contrast, which, while profound, the individual seeks to remove, because the universality of spiritual existence which he seeks to attain is implicitly involved in his very being as a spiritual entity. His spiritual life seems, to begin with, rent in twain, so complete is the sense of the opposition of these factors constituting his life. His true life, his objective embodiment, seems outside him altogether and yet is felt to be his own self. He seems " estranged " from his complete self, and the estrangement seems his own doing, because the substance from which he is cut off is felt to be his own. The contrast is the deepest that spirit can possibly experience, just because spirit is and knows itself to be self-contained and self -complete, "the only reality." The contrast can only be removed by effort and struggle, for the individual spirit has to create or recreate for itself and by its own activity a universal objective spiritual realm, which Spirit in Self-estrangement 487